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Courses/Law/Employment Law

Workplace Investigations: Best Practices for Compliance

Master the legal frameworks and practical steps to conduct impartial, defensible workplace investigations that mitigate risk and protect your organization.

Created byLaura Soprana-Dec
5.0
(2 reviews)
BeginnerUpdated Jan 23, 2026
Workplace Investigations: Best Practices for Compliance

What You'll Learn

check_circleIdentify legal mandates under FEHA and Title VII.
check_circleExecute a compliant six-step investigation plan.
check_circleSelect neutral and qualified investigators.
check_circleDraft comprehensive and factual final reports.
check_circleApply attorney-client privilege protocols.
check_circleImplement effective post-investigation remedies.

About This Course

Workplace investigations are a critical tool for compliance and risk mitigation in employment law. In the course Workplace Investigations: Best Practices for Compliance, instructor Laura Soprana-Dec provides a comprehensive guide to navigating the legal and procedural complexities of internal and third-party workplace investigations. With a specific focus on California standards and federal statutes, this session equips attorneys, in-house counsel, and HR professionals with the knowledge necessary to fulfill their legal duties, protect organizational reputation, and foster a safe work environment.

The curriculum begins by establishing the legal framework governing investigations, including the Fair Employment and Housing Act (FEHA), Title VII of the Civil Rights Act, and the National Labor Relations Act (NLRA). Participants will explore the high stakes of non-compliance, analyzing real-world examples and key case law to understand judicial expectations regarding fairness, thoroughness, and the timeliness of employer responses.

Key learning outcomes include:

  • Identifying triggers for investigations, including formal complaints and informal rumors, and understanding the requirement for prompt action.
  • Selecting the appropriate internal or external investigator to ensure neutrality and comply with licensing requirements.
  • Defining the scope of the inquiry and developing a strategic investigation plan that balances confidentiality with labor rights.
  • Conducting effective interviews with complainants, the accused, and witnesses while documenting evidence accurately.
  • Navigating complex ethical considerations, including attorney-client privilege, Upjohn warnings, and anti-retaliation protections.
  • Drafting objective, fact-based investigation reports that support decision-making and serve as a defense in potential litigation.

The presentation concludes with best practices for post-investigation measures, such as determining appropriate corrective actions, delivering discipline, and documenting outcomes to prevent future liability. By the end of this course, professionals will possess clear guidance to continuously improve their workplace investigation processes and effectively mitigate legal risk.

Your Instructor

Laura Soprana-Dec
Laura Soprana-Dec

Attorney at Law

menu_book5 courses
star4 reviews

Laura Soprana-Dec is a California barred attorney with over seven years of experience as an employment attorney with a background spanning private practice, government service, and academic mentoring. Ms. Soprana-Dec earned her J.D. cum laude from the University of California, Irvine School of Law. She also holds a Master of Arts and a Bachelor of Arts Degrees in Business Communication and Tourism Management from the University of Verona, Italy, both cum laude, with concentrations in English and German languages. In private practice, she practiced as an attorney at Jackson Lewis P.C., focusing on employment litigation, workplace investigations, and advance and counsel, and at Valla Morrison & Schachne, where she assisted advising international companies on business immigration matters and cross-border transactions, including corporate structuring, regulatory compliance, and employment law counseling. Before law school, Ms. Soprana-Dec served as Director of the Work and Travel Program at ASSE International Student Exchange Programs, managing U.S. Department of State-regulated cultural exchange programs for university students from Europe, Asia, and the Americas. Laura is a member of the California State Bar.

Credit Information

What Students Are Saying

5.0
Student's Choice
2 reviews

Frequently Asked Questions

We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.