Assessing the need for a regulations overhaul and the pros and cons of revamped standards
Ethics is the cornerstone of fiscal responsibility but some businesses place it on the back burner. A lack of ethical oversight can tempt compliant businesses to make non-compliant decisions which can lead to greater regulation calls. Chris Mines is joined by Christopher Knight, a seasoned financial crimes expert. They discuss how industry self-regulation measures against accountability pressures, how to assess stakeholder feedback, and why ethics should be at the forefront of every business.
Some of the topics covered in this course include: The current level of trust and ethical compliance Potential impacts of expanded regulatory standards New examination requirements and technological advances An outlook for the months ahead and more!
Field of Study: Regulatory Ethics
Financial Crimes Expert | Head of Fraud | Innovator
Award-winning and distinguished executive-level compliance leader with expertise in the design, implementation, overhauling, and ultimate leadership of best-in-class fraud, waste, abuse, and investigation programs. Subject matter expert in financial crimes with numerous professional certifications. Held the title of Head of Fraud for multiple high-profile organizations with a proven and measurable track record of reducing and mitigating fraud losses. Experienced and tested leader in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), E-Commerce Fraud, Banking Fraud, Bribery & Embezzlement Fraud, and Healthcare/Insurance Fraud to name a few. Recognized as having special talents and exceptional skills within start-ups as well as seasoned companies in fraud program design & implementation. Led new build-outs as well as overhauled established programs including the creation and updating of internal controls and fraud detection. Individual skills include, but are not limited to: analytics & pattern detection, complex investigations, data mining, Enhanced Due Diligence (EDD), fraud risk, interviewing & interrogation, Know Your Customer (KYC), Law Enforcement, laws & regulations to include the US PATRIOT Act, and many others.
