Master the 'One Big Beautiful Bill' Act and navigate new tax changes, CE requirements, and SEC shifts for 2026.
The regulatory world is complex for financial advisors. Not only are you subject to SEC and FINRA regulations, but also what the IRS does. Clients expect you to be on top of what is happening in the world of investing, insurance, and taxes. It is not enough to just know the code section or the final rule affecting them. Your clients want to know how changes and updates affect their financial well-being.
And what if you are a Certified Financial Planner? Then we need to worry about CFP Board too! It is enough to make your head spin!
That's where our quarterly practice and regulatory update can help. In this 4-hour update, we will cover the latest regulatory happenings—including a deep dive into the new OBBBA passed this year—and discuss developments from many different areas that affect financial advisors.
Don't worry. We won't just hurl code sections at you. Using practical and easy-to-understand examples, we will illustrate the concepts that mean the most to you – well-prepared for the many things that a client throws your way!
Who Should Attend:
Experienced tax professionals and financial advisors
CPA, CFP, CLU, CPCU, MST, MBA
David Peters is the Founder and Owner of Peters Professional Education in Richmond, VA. He is registered with the U.S. Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) with Peters Financial LLC. He brings over 20 years of experience in financial services, including three years in the hedge fund industry and six years in insurance. David was the first Chief Financial Officer of Compare.com, where he served for more than three years. He holds four master’s degrees, contributes frequently to professional publications, and is a nationally recognized CPE instructor and discussion leader for Surgent seminars and a former instructor for Don Farmer. David received the AICPA Outstanding Facilitator Award in 2021, 2023, and 2024 as well as Surgent's Outstanding Discussion Leader awards in 2019 and 2022. He also co-authored the Virginia CPA Ethics course in 2018, 2019, and 2020, which is a requirement for all CPAs licensed in Virginia. Through Peters Professional Education, David is the author and instructor for over 125 recorded on-demand CPE courses and leads private trainings, in-person tax seminars, and quarterly live tax update webinars. His areas of instruction include accounting, finance, insurance, financial planning, and ethics, and he regularly teaches professionals across the United States.
