Understanding the Impact of New Fiduciary Standards on IRA Markets and Investor Outcomes
This course examines the Department of Labor's (DOL) proposed rule regarding fiduciary duty in retirement investing. The rule aims to re-define fiduciary status under ERISA, expanding its scope to include more financial advisors. This course will delve into the rule's historical context, legal foundation, potential impact on advisor behavior, and consequences for investor outcomes.
This course will equip participants with a comprehensive understanding of the DOL's proposed rule, its potential impact on the retirement investment landscape, and its implications for investors and advisors alike.
Empowering Excellence in Law, One Course at a Time
CLE One is a leading nationwide provider of Continuing Legal Education (CLE), dedicated to empowering legal professionals with the knowledge and tools they need to excel in their practice. We offer verified and accredited courses across a wide range of legal specializations, from litigation strategies to emerging fields like digital law and compliance. Designed by experts, our programs combine practical insights with up-to-date legal trends to help attorneys stay compliant and ahead of the curve.
Licensed New York Attorney
Licensed in New York and currently based in Illinois. She is in her fifth year as a corporate attorney and has experience working in law firms and in-house settings. Her focus includes corporate law, including entity formation, equity issuance and a focus on equity and debt financings as well as merger and acquisition transactions. She also has experience in commercial agreements and privacy and data security law.
